Ruichao Shi
施瑞超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruichao Shi (施瑞超), a licensed former licensee with CE reference ATH910. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2024-01-10 | 2026-01-19 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-01-10 | 2026-01-19 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 9 — Asset management | 2024-01-10 | 2026-01-19 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-24 | 2024-01-10 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 5 — Advising on futures contracts | 2023-11-24 | 2024-01-10 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 9 — Asset management | 2023-11-24 | 2024-01-10 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2020-09-08 | 2022-04-08 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-09-08 | 2022-04-08 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 9 — Asset management | 2020-09-08 | 2022-04-08 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-03 | 2020-09-08 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-10-03 | 2020-09-08 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 9 — Asset management | 2018-09-18 | 2020-09-08 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-15 | 2013-08-11 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-01 | 2013-08-11 |
| All Options Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2009-11-09 | 2010-12-31 |
| All Options Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2009-11-09 | 2010-12-31 |
| Rabo Brokerage HK Limited 荷合證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-06 | 2009-10-01 |