Rabo Brokerage HK Limited
荷合證券香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rabo Brokerage HK Limited (荷合證券香港有限公司), a Hong Kong-based licensed corporation with CE reference AOK739. Current licensed staff on file: 0 (total recorded over time: 20). Earliest licence on file: 2007-09-12.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-09-12 | 2014-01-16 |
Licensed staff (all-time) (20)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Edwin Bernard | RO 1 | 2011-02 | 2014-01 |
| Donal Joseph Galvin | RO 1 | 2007-09 | 2008-11 |
| Richard Roslyn Hutchens | RO 1 | 2007-09 | 2009-10 |
| Martijn Jacob Christiaan Nijziel | RO 1 | 2010-03 | 2013-08 |
| Howard Tong 唐浩活 | RO 1 | 2007-09 | 2013-08 |
| Yin Lun Wu 吳彥麟 | RO 1 Rep 1 | 2009-10 | 2010-05 |
| Ka Ping Cheung 張嘉平 | Rep 1 | 2007-09 | 2013-08 |
| Kat Cheung Cheung 張吉祥 | Rep 1 | 2008-06 | 2013-08 |
| Chun Kit (SFC:ACO821) Chui 徐駿傑 | Rep 1 | 2007-09 | 2013-08 |
| Abraham Shuen Chung Lee 李尚聰 | Rep 1 | 2007-09 | 2013-08 |
| Wai Kei Leung 梁偉基 | Rep 1 | 2007-09 | 2008-05 |
| Ruichao Shi 施瑞超 | Rep 1 | 2009-07 | 2009-10 |
| Cho Ho So 蘇祖浩 | Rep 1 | 2010-08 | 2013-04 |
| Ka Lai Tai 戴嘉麗 | Rep 1 | 2010-09 | 2013-08 |
| Chi Ming Tsoi 蔡智明 | Rep 1 | 2010-09 | 2013-04 |
| Roland Philip Henry Weatherall | Rep 1 | 2009-06 | 2012-05 |
| Chak Yan Martin Wong 黃集恩 | Rep 1 | 2008-09 | 2013-04 |
| Kin Yi Wong 黃健宜 | Rep 1 | 2010-09 | 2013-08 |
| Sze Hang Wong 黃斯恒 | Rep 1 | 2008-06 | 2009-01 |
| Chun Wai Yang 楊振威 | Rep 1 | 2007-09 | 2013-08 |
Showing 1–20 of 20