Edwin Bernard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edwin Bernard ( ), a licensed former licensee with CE reference AHX947. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rabo Brokerage HK Limited 荷合證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-02-11 | 2014-01-16 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |