Roland Philip Henry Weatherall
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roland Philip Henry Weatherall ( ), a licensed former licensee with CE reference AON046. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rabo Brokerage HK Limited 荷合證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-01 | 2012-05-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-01-31 | 2008-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-01-31 | 2008-12-19 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-01-31 | 2008-12-19 |