Wai Kei Leung
梁偉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kei Leung (梁偉基), a licensed former licensee with CE reference AKR467. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities Limited 中國證券有限公司 |
RO | Type 4 — Advising on securities | 2019-08-27 | 2025-12-30 |
| China Securities Limited 中國證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-27 | 2025-12-30 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-03 | 2013-02-16 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-12-08 | 2013-02-16 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-12-08 | 2010-02-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2013-02-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-10 | 2013-02-16 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-25 | 2008-09-29 |
| Lehman Brothers Futures Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2008-06-25 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-30 | 2008-09-29 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-30 | 2008-09-29 |
| Rabo Brokerage HK Limited 荷合證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2008-05-24 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-05 | 2006-02-17 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-25 | 2006-02-17 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-05-25 | 2006-02-17 |