Chi Ming Tsoi
蔡智明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Tsoi (蔡智明), a licensed Representative with CE reference AVX934. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-21 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-21 | present |
| Rabo Brokerage HK Limited 荷合證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-17 | 2013-04-26 |