Howard Tong
唐浩活
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Howard Tong (唐浩活), a licensed former licensee with CE reference AAF596. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rabo Brokerage HK Limited 荷合證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2007-09-12 | 2013-08-01 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-12-07 | 2005-04-11 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-12-07 | 2005-02-07 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-29 | 2004-12-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-05 | 2004-06-14 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-05 | 2004-06-14 |