QMIS Asset Management Limited
華亞資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for QMIS Asset Management Limited (華亞資產管理有限公司), a Hong Kong-based licensed corporation with CE reference ATB753. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 36). Earliest licence on file: 2009-08-13.
Registered address
Unit 2101, 21/F, Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2009-08-13 | present |
| Type 9 — Asset management | 2009-08-13 | present |
Licensed staff (all-time) (36)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yipeng Cai 蔡奕鵬 | RO 4, 9 Rep 4, 9 | 2009-09 | 2012-01 |
| Norman Tsun Man Chan 陳俊文 | RO 4, 9 | 2009-08 | 2011-09 |
| Li-Chu Chen 陳麗珠 | RO 4, 9 | 2012-07 | 2014-08 |
| Wai King Choi 蔡惠境 | RO 4, 9 | 2012-02 | 2012-05 |
| Steven Chun Hin Chu 朱振軒 | RO 4 Rep 4 | 2014-11 | 2015-07 |
| King Fai Ho 何勁輝 | RO 4, 9 Rep 4, 9 | 2015-07 | 2015-12 |
| Ting Kay Ho 何定錤 | RO 4, 9 | 2015-06 | 2015-12 |
| Kuang-Cheng Huang 黃光正 | RO 4, 9 | 2011-11 | 2015-02 |
| George Kwok Tim Hui 許國添 | RO 4, 9 Rep 4, 9 | 2016-03 | 2018-08 |
| Vincent Wai Chung Lai 黎維頌 | RO 4, 9 Rep 9 | 2019-05 | 2019-08 |
| Fu Ming Lam 林富明 | RO 4, 9 | 2011-11 | 2013-11 |
| Virginia Man Fong Lam 林文芳 | RO 4, 9 Rep 4, 9 | 2016-04 | 2018-09 |
| Ho Yin (SFC:AFP786) Lee 李浩然 | RO 4, 9 Rep 4 | 2009-09 | 2012-04 |
| Florence Sum Yin Lo 盧森妍 | RO 4, 9 | 2009-08 | 2012-07 |
| Geoffrey Ka Wai Tong 唐家偉 | RO 4, 9 | 2022-08 | Present |
| Sing Yip Tso 曹鑫業 | RO 4, 9 Rep 4, 9 | 2023-05 | 2026-01 |
| Yu (SFC:APZ458) Wang 王彧 | RO 4, 9 Rep 9 | 2013-07 | 2015-03 |
| Chi Ling Wong 黃志凌 | RO 4, 9 | 2026-04 | 2026-04 |
| Ho Tim Wong 黃河添 | RO 4, 9 Rep 4, 9 | 2019-11 | 2022-05 |
| Kwan Ho Wong 黃君豪 | RO 4, 9 | 2018-08 | 2023-07 |
| Tiantian Xu 徐天添 | RO 4, 9 Rep 4, 9 | 2018-08 | 2019-04 |
| Ka Ho (SFC:AUI151) Yau 邱嘉豪 | RO 4 Rep 4 | 2021-05 | 2021-07 |
| Chi Wai (SFC:ANR258) Chan 陳志偉 | Rep 4 | 2019-01 | 2023-03 |
| Hei Tung Chan 陳俙橦 | Rep 4, 9 | 2018-08 | 2020-08 |
| Mu-Hsuan Chen 陳慕璇 | Rep 4, 9 | 2012-06 | 2014-06 |
| Wai Yee Chin 錢惠儀 | Rep 4, 9 | 2014-11 | 2016-06 |
| Ga Fung Lam 林珈逢 | Rep 4, 9 | 2015-03 | 2015-08 |
| Chin-Fen Lin 林錦芬 | Rep 4, 9 | 2011-04 | 2012-01 |
| Hsiao-Wen Lu 魯曉玟 | Rep 4, 9 | 2012-07 | 2015-06 |
| Ka Wing (SFC:ARB120) Ng 吳家榮 | Rep 4 | 2015-11 | 2016-06 |
| Chi Bun Tang 鄧芷賓 | Rep 4, 9 | 2023-08 | Present |
| Hin Jo Tong 湯顯祖 | Rep 4, 9 | 2019-01 | 2020-09 |
| Wing Hang Wong 黃永恒 | Rep 4 | 2017-08 | 2018-06 |
| Chiun Teh Wu 吳俊德 | Rep 4, 9 | 2012-04 | 2013-11 |
| Xi (SFC:BHK043) Xu 徐浠 | Rep 9 | 2016-08 | 2017-01 |
| Yichao Zuo 左一超 | Rep 4 | 2019-05 | 2019-08 |
Showing 1–36 of 36
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司