Geoffrey Ka Wai Tong
唐家偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Ka Wai Tong (唐家偉), a licensed Responsible Officer with CE reference AXG146. Currently licensed at 2 firm(s): QMIS Securities Limited, QMIS Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| QMIS Securities Limited 華亞證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-05 | present |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-05 | present |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 — Asset management | 2022-08-05 | present |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 4 — Advising on securities | 2021-07-19 | 2021-10-21 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 9 — Asset management | 2021-07-19 | 2021-10-21 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-21 | 2020-08-20 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 4 — Advising on securities | 2018-05-28 | 2020-08-20 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 9 — Asset management | 2018-05-28 | 2020-08-20 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-21 | 2018-05-28 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
Rep | Type 9 — Asset management | 2018-03-21 | 2018-05-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2017-08-10 | 2018-03-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-10 | 2018-03-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-09 | 2018-03-07 |