Vincent Wai Chung Lai
黎維頌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Wai Chung Lai (黎維頌), a licensed Responsible Officer with CE reference AUB940. Currently licensed at 1 firm(s): Aeterna Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2026-03-18 | present |
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
RO | Type 9 — Asset management | 2026-03-18 | present |
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-29 | 2026-03-18 |
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-01-29 | 2026-03-18 |
| Harvestwise Asset Management Limited |
RO | Type 4 — Advising on securities | 2025-09-02 | 2025-11-14 |
| Harvestwise Asset Management Limited |
RO | Type 9 — Asset management | 2025-09-02 | 2025-11-14 |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-10-25 | 2024-07-08 |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-10-25 | 2024-07-08 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-04-03 | 2021-09-19 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 9 — Asset management | 2020-04-03 | 2021-09-19 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-07-16 | 2019-08-30 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 — Asset management | 2019-07-16 | 2019-08-30 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-17 | 2019-07-16 |
| Formax Asset Management Limited 福億資產管理有限公司 |
RO | Type 9 — Asset management | 2015-09-10 | 2019-03-02 |
| Formax Asset Management Limited 福億資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-07-03 | 2015-09-10 |
| Koi Investment Partners International Limited |
RO | Type 9 — Asset management | 2014-12-30 | 2015-04-29 |
| Koi Investment Partners International Limited |
Rep | Type 9 — Asset management | 2012-04-26 | 2014-12-30 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-02 | 2011-01-01 |