Hsiao-Wen Lu
魯曉玟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsiao-Wen Lu (魯曉玟), a licensed former licensee with CE reference AMT861. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-08-12 | 2021-12-24 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-08 | 2021-12-24 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 — Advising on securities | 2016-12-08 | 2021-12-24 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-17 | 2016-12-08 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-17 | 2016-12-08 |
| Ever-Long Capital Management Limited 長雄資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-30 | 2016-11-11 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-27 | 2016-11-11 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-27 | 2016-11-11 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 — Advising on securities | 2016-04-12 | 2016-07-16 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-18 | 2016-07-16 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-07 | 2015-11-18 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-07 | 2016-04-12 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-24 | 2015-06-12 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-07-24 | 2015-06-12 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-01 | 2015-06-12 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-19 | 2009-12-01 |