Virginia Man Fong Lam
林文芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Virginia Man Fong Lam (林文芳), a licensed Responsible Officer with CE reference ANE738. Currently licensed at 1 firm(s): Cedarlake Global Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cedarlake Global Capital Limited 錦沄環球資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-13 | present |
| Cedarlake Global Capital Limited 錦沄環球資本有限公司 |
RO | Type 4 — Advising on securities | 2019-02-13 | present |
| Cedarlake Global Capital Limited 錦沄環球資本有限公司 |
RO | Type 9 — Asset management | 2019-02-13 | present |
| QMIS Securities Limited 華亞證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-03 | 2018-09-28 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-05-03 | 2018-09-28 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 — Asset management | 2016-05-03 | 2018-09-28 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-26 | 2016-05-03 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-26 | 2016-05-03 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-04-26 | 2016-05-03 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-09-12 | 2016-01-31 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-29 | 2016-01-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-07 | 2016-01-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-17 | 2016-01-31 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-03 | 2006-05-03 |