Li-Chu Chen
陳麗珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li-Chu Chen (陳麗珠), a licensed former licensee with CE reference AVK807. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-07-12 | 2014-08-29 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 — Asset management | 2012-07-12 | 2014-08-29 |
| QMIS Securities Limited 華亞證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-20 | 2014-08-29 |