Hin Jo Tong
湯顯祖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hin Jo Tong (湯顯祖), a licensed Responsible Officer with CE reference ALA312. Currently licensed at 2 firm(s): Minerva Holding Financial Securities Limited, Minerva Asset Global Investment Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
RO | Type 4 — Advising on securities | 2023-03-22 | present |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-12 | present |
| Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 |
RO | Type 9 — Asset management | 2022-07-12 | present |
| Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-20 | 2022-06-15 |
| Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司 |
RO | Type 4 — Advising on securities | 2022-04-20 | 2022-06-15 |
| Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司 |
RO | Type 9 — Asset management | 2022-04-20 | 2022-06-15 |
| Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-14 | 2022-04-20 |
| Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-14 | 2022-04-20 |
| Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司 |
Rep | Type 9 — Asset management | 2022-03-14 | 2022-04-20 |
| YONXI International Finance Holdings Limited 雍熙國際金融控股有限公司 |
RO | Type 9 — Asset management | 2021-10-18 | 2022-01-31 |
| YONXI Securities Limited 雍熙證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-27 | 2022-01-31 |
| YONXI Securities Limited 雍熙證券有限公司 |
RO | Type 4 — Advising on securities | 2021-01-27 | 2022-01-31 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-28 | 2020-09-09 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-28 | 2020-09-09 |
| QMIS Securities Limited 華亞證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-21 | 2020-09-09 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-12 | 2018-09-21 |
| VMI Securities Limited 創市証劵有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-11 | 2018-09-07 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-02 | 2017-01-01 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-08-21 | 2014-04-23 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-07-29 | 2008-07-25 |