Ho Yin (SFC:AFP786) Lee
李浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin (SFC:AFP786) Lee (李浩然), a licensed former licensee with CE reference AFP786. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-11-30 | 2012-04-03 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 — Asset management | 2009-11-30 | 2012-04-03 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-09 | 2009-11-30 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-15 | 2009-06-06 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | 2004-01-28 | 2004-08-16 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | 2004-01-28 | 2004-08-16 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | 2004-01-28 | 2004-08-16 |