Florence Sum Yin Lo
盧森妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Florence Sum Yin Lo (盧森妍), a licensed Responsible Officer with CE reference AOG941. Currently licensed at 1 firm(s): Silverwater Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silverwater Capital Management Limited 銀水資本管理有限公司 |
RO | Type 4 — Advising on securities | 2025-04-09 | present |
| Silverwater Capital Management Limited 銀水資本管理有限公司 |
RO | Type 9 — Asset management | 2025-04-09 | present |
| Ceres Asset Management Limited | RO | Type 9 — Asset management | 2014-12-19 | 2025-03-31 |
| Artephius Partners Limited | RO | Type 9 — Asset management | 2013-08-01 | 2014-12-15 |
| Seekers Advisors H.K. Limited | RO | Type 9 — Asset management | 2012-07-19 | 2013-07-26 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-08-13 | 2012-07-03 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 — Asset management | 2009-08-13 | 2012-07-03 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-22 | 2009-01-17 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-06-22 | 2009-01-17 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-18 | 2007-05-01 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-18 | 2007-05-01 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2007-01-18 | 2007-05-01 |