Yipeng Cai
蔡奕鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yipeng Cai (蔡奕鵬), a licensed Responsible Officer with CE reference ARL158. Currently licensed at 1 firm(s): CCTIC International Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCTIC International Limited 中誠國際資本有限公司 |
RO | Type 4 — Advising on securities | 2016-09-28 | present |
| CCTIC International Limited 中誠國際資本有限公司 |
RO | Type 9 — Asset management | 2012-01-17 | present |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-01-17 | 2016-09-29 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-10-07 | 2012-01-01 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 — Asset management | 2011-10-07 | 2012-01-01 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-09 | 2011-10-07 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-09-09 | 2011-10-07 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-05 | 2009-08-28 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-09-05 | 2009-08-28 |