CCTIC International Limited

中誠國際資本有限公司
CE No. AUX350 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CCTIC International Limited (中誠國際資本有限公司), a Hong Kong-based licensed corporation with CE reference AUX350. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 9). Earliest licence on file: 2010-06-28.

Registered address

Suite 6404-06, 64th Floor, Central Plaza, 18 Harbour Road, Wanchai

Licence history

ActivityFromTo
Type 4 — Advising on securities 2016-09-28 present
Type 9 — Asset management 2010-06-28 present

Licensed staff (all-time) (9)
Active on date

Name Activities First licensed To
Yipeng Cai 蔡奕鵬 RO 4, 9 2012-01 Present
Jifeng Fu 傅繼鋒 RO 9 2010-06 2016-02
Tsz Chun Kwan 關子臻 RO 9 2010-06 2011-07
Kin San Lam 林建燊 RO 9 Rep 9 2012-06 2014-11
Tsz Lung Lau 劉子龍 RO 4, 9 2016-08 Present
Lianyi Zhang 張漣漪 RO 9 2016-02 2016-10
Lei Zhu 朱蕾 RO 4, 9 2016-09 2021-02
Junyi (SFC:BCK229) Wu 吳俊禕 Rep 4, 9 2015-04 Present
Jk Xie 解子陽 Rep 9 2011-03 2015-12
Showing 1–9 of 9

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司

Related