Lei Zhu
朱蕾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Zhu (朱蕾), a licensed Responsible Officer with CE reference BAK409. Currently licensed at 1 firm(s): Huatai-Pinebridge Asset Management (International) Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai-Pinebridge Asset Management (International) Company Limited 華泰柏瑞資產管理（國際）有限公司 |
RO | Type 1 — Dealing in securities | 2026-04-01 | present |
| Huatai-Pinebridge Asset Management (International) Company Limited 華泰柏瑞資產管理（國際）有限公司 |
RO | Type 4 — Advising on securities | 2026-04-01 | present |
| Huatai-Pinebridge Asset Management (International) Company Limited 華泰柏瑞資產管理（國際）有限公司 |
RO | Type 9 — Asset management | 2026-04-01 | present |
| Huatai-Pinebridge Asset Management (International) Company Limited 華泰柏瑞資產管理（國際）有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-22 | 2026-04-01 |
| Huatai-Pinebridge Asset Management (International) Company Limited 華泰柏瑞資產管理（國際）有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-22 | 2026-04-01 |
| Huatai-Pinebridge Asset Management (International) Company Limited 華泰柏瑞資產管理（國際）有限公司 |
Rep | Type 9 — Asset management | 2026-01-22 | 2026-04-01 |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-04-07 | 2025-06-20 |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2025-04-07 | 2025-06-20 |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-27 | 2025-04-07 |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-08-27 | 2025-04-07 |
| CCTIC International Limited 中誠國際資本有限公司 |
RO | Type 4 — Advising on securities | 2016-09-28 | 2021-02-28 |
| CCTIC International Limited 中誠國際資本有限公司 |
RO | Type 9 — Asset management | 2016-09-28 | 2021-02-28 |