Tsz Lung Lau
劉子龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Lung Lau (劉子龍), a licensed Responsible Officer with CE reference AGJ950. Currently licensed at 1 firm(s): CCTIC International Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCTIC International Limited 中誠國際資本有限公司 |
RO | Type 4 — Advising on securities | 2016-09-28 | present |
| CCTIC International Limited 中誠國際資本有限公司 |
RO | Type 9 — Asset management | 2016-08-02 | present |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-04-14 | 2015-07-17 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2014-04-14 | 2015-07-17 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-27 | 2014-04-14 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-01-27 | 2014-04-14 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-01-17 | 2007-02-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-01-17 | 2007-02-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2006-01-17 | 2007-02-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-01-17 | 2007-02-28 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-01 | 2005-12-21 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 1 — Dealing in securities | present | 2005-12-21 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-12-21 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 4 — Advising on securities | present | 2005-12-21 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-12-21 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 5 — Advising on futures contracts | present | 2005-12-21 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-09 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-09 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 9 — Asset management | present | 2005-12-21 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 9 — Asset management | present | 2005-12-21 |