UBS SDIC Asset Management (Hong Kong) Company Limited

國投瑞銀資產管理(香港)有限公司
CE No. AXQ893 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UBS SDIC Asset Management (Hong Kong) Company Limited (國投瑞銀資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AXQ893. Current licensed staff on file: 0 (total recorded over time: 14). Earliest licence on file: 2011-10-11.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2014-04-04 2020-07-02
Type 4 — Advising on securities 2011-10-11 2020-07-02
Type 9 — Asset management 2011-10-11 2020-07-02

Licensed staff (all-time) (14)
Active on date

Name Activities First licensed To
Keqiang An 安克強 RO 1, 4 Rep 4, 9 2011-12 2017-07
Tsz Lung Lau 劉子龍 RO 4, 9 Rep 4, 9 2014-01 2015-07
Hong (SFC:ARI623) Liu 劉宏 RO 1, 4, 9 Rep 4, 9 2012-08 2017-02
Jiewen Liu 劉杰文 RO 4, 9 2011-10 2012-12
Yanmei Liu 劉艷梅 RO 1, 4, 9 2011-10 2020-07
Rong Qiang Lu 路荣強 RO 4, 9 2013-11 2015-01
Jui Hsiang Ma 馬瑞祥 RO 1, 4, 9 Rep 4, 9 2017-01 2020-07
Haibo Tang 湯海波 RO 9 Rep 4, 9 2011-10 2020-07
Kin Wai Kenny Chan 陳健瑋 Rep 4, 9 2011-10 2015-03
Hok Hon Chiu 趙學瀚 Rep 1, 4, 9 2015-10 2017-07
Jiaxin Jiang 江佳欣 Rep 1, 4, 9 2014-12 2017-06
Xiwei Liu 劉熹薇 Rep 1, 4, 9 2017-07 2020-02
Lixing Yang 楊力行 Rep 1, 4, 9 2017-12 2019-09
Jing Zhang 張婧 Rep 1, 4, 9 2011-12 2015-05
Showing 1–14 of 14

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