Jiewen Liu
劉杰文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiewen Liu (劉杰文), a licensed former licensee with CE reference AXR041. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-10-11 | 2012-12-27 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-10-11 | 2012-12-27 |