Yanmei Liu
劉艷梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanmei Liu (劉艷梅), a licensed former licensee with CE reference AXR042. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-04 | 2020-07-02 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-10-11 | 2020-07-02 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-10-11 | 2020-07-02 |