Jui Hsiang Ma
馬瑞祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jui Hsiang Ma (馬瑞祥), a licensed former licensee with CE reference ARJ662. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-03 | 2020-07-02 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-07-03 | 2020-07-02 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-07-03 | 2020-07-02 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-25 | 2017-07-03 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-01-25 | 2017-07-03 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-17 | 2016-11-30 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 — Asset management | 2015-12-17 | 2016-11-30 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-14 | 2015-11-21 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-08-14 | 2015-11-21 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-08 | 2014-05-26 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-02-08 | 2014-05-26 |
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2008-07-28 | 2010-03-31 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2008-07-28 | 2010-03-31 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2008-07-28 | 2010-03-31 |