Oasis Management (Hong Kong)

CE No. AJJ190 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oasis Management (Hong Kong) (), a Hong Kong-based licensed corporation with CE reference AJJ190. Currently licensed for regulated activity type(s) 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 24 (total recorded over time: 75). Earliest licence on file: 2004-09-14.

Registered address

25/F, LHT Tower, 31 Queen's Road Central, Central

Licence history

ActivityFromTo
Type 4 — Advising on securities 2004-09-14 present
Type 5 — Advising on futures contracts 2004-09-14 present
Type 9 — Asset management 2004-09-14 present

Licensed staff (all-time) (75)
Active on date

Name Activities First licensed To
Barun Agarwal RO 4, 5, 9 Rep 4, 5, 9 2004-09 2011-08
Seth Hillel Fischer RO 4, 5, 9 Rep 4, 5, 9 2006-04 Present
Nasrine Khadidja Ghozali RO 4, 5, 9 Rep 4, 5, 9 2008-08 Present
Rawen Zhi Hong Huang 黃志鴻 RO 9 Rep 4, 5, 9 2012-05 2022-11
Patrick Tze Fung Li 李子鋒 RO 4, 5, 9 Rep 4, 5, 9 2007-08 Present
Edward Robert McCreight RO 4, 5, 9 Rep 4, 5, 9 2007-12 2010-03
Phillip Michael Meyer RO 4, 5, 9 2022-06 Present
Alexander Azim Shoghi RO 4, 5, 9 Rep 4, 5, 9 2006-03 2012-02
Marvin Chak Yuen Tang 鄧澤源 RO 4, 5, 9 Rep 4, 5, 9 2013-09 Present
James Xinjun Tu RO 4, 5, 9 2004-09 2009-12
Freddy Saul Brick Rep 4, 5, 9 2011-03 2013-05
Joey Chan 陳祖兒 Rep 4, 5, 9 2016-02 2016-05
Yee Hyun Chang Rep 4, 5, 9 2024-08 Present
Fei (SFC:AQQ500) Chen 陳飛 Rep 4, 5, 9 2008-03 2008-10
Stanley Chen Rep 4, 5, 9 2007-10 2008-10
Tian Yi Chen 陳天翼 Rep 4, 5, 9 2018-12 2019-02
Yifan (SFC:BNU461) Chen 陳一帆 Rep 4, 5, 9 2018-11 2021-12
Cyrus Chi Hin Cheung 張子軒 Rep 4, 5, 9 2016-08 2023-11
Samantha Tak Yee Chung 鍾德懿 Rep 4, 5, 9 2006-09 2007-07
Jinus de Saint-Exupery Rep 9 2007-10 2007-11
Yonatan Avram Domnitz Rep 4, 5, 9 2012-07 Present
Jacob Tsz Kam Fong 方梓鑑 Rep 4, 5, 9 2012-10 Present
Hui Fang Foo 符慧芳 Rep 4, 5, 9 2007-07 2008-10
Kevin Gill Rep 4, 5, 9 2006-03 2007-03
Ruicheng Guan 管瑞成 Rep 4, 5, 9 2020-07 Present
Anurag (SFC:AOH652) Gupta Rep 4, 5, 9 2006-12 2016-06
Taylor Amanda Hall Rep 4, 5, 9 2018-01 2022-06
Jonathan Shawn Hsu 許瑞生 Rep 4, 5, 9 2007-10 2008-09
Christine Virginia Hughes Rep 4, 5, 9 2024-12 Present
Junichi Ito Rep 4, 5, 9 2014-02 2014-12
Kentaro Kanai 金井健太郎 Rep 4, 5, 9 2018-11 Present
Satsuki Kaneko Rep 4, 5, 9 2006-08 2009-02
Joshua Kyle Kenter Rep 4, 5, 9 2009-03 2009-07
Waqas A Khatri Rep 4, 5, 9 2007-06 2010-06
Dae Ho Kim Rep 4, 5, 9 2007-05 2008-01
Denise Chi Heng Ko 高志恆 Rep 4, 5, 9 2007-08 2014-04
Ryo Kojima Rep 4, 5, 9 2025-12 Present
Kevin Hung Yuan Koo 顧弘源 Rep 4, 5, 9 2005-08 2007-05
Wendy Wai Ting Kwok 郭瑋婷 Rep 9 2018-06 2019-02
Kuen Lam 林娟 Rep 4, 5, 9 2006-05 2008-12
Seung Hoon (SFC:AQQ502) Lee Rep 4, 5, 9 2008-03 2008-09
Andrew Hong-Chuen Leung 梁匡全 Rep 4, 5, 9 2015-06 Present
Karen Hoi Huen Leung 梁愷昍 Rep 4, 5, 9 2007-01 2012-02
Kelman Jun Qiao Li 李駿翹 Rep 4 2026-05 Present
Michael Brian Low Rep 4, 5, 9 2006-05 2009-12
Yiwen (SFC:BIC107) Luo 羅儀雯 Rep 4, 5, 9 2016-08 2016-12
Jui Hsiang Ma 馬瑞祥 Rep 4, 5, 9 2008-07 2010-03
Peter Hon Kuen Mak 麥漢權 Rep 4, 5, 9 2006-03 2006-08
Norito Manabe Rep 4, 5, 9 2025-01 Present
Iori Matsumoto Rep 4, 5, 9 2020-01 2024-05
James Masami Miyazaki-Ross 宮崎正巳 Rep 4, 5, 9 2023-03 Present
Robert Morris 銘陽 Rep 4, 5, 9 2016-12 Present
Rafael Jacob Nemet-Nejat Rep 4, 5, 9 2006-06 2008-07
Gordon Ching Hang Ng 吳政亨 Rep 4, 5, 9 2014-06 2016-09
Eddie Hsing Jen Ong Rep 4, 5, 9 2006-12 2008-01
Lloyd Boon Kin Ong 王文景 Rep 4, 5, 9 2008-06 2009-02
Jiayi Pan 潘嘉毅 Rep 4, 5, 9 2022-10 Present
Jason Michael Rosenblatt Rep 4, 5, 9 2007-02 2010-03
Paul Saitowitz Rep 4, 5, 9 2016-10 2019-03
Rajesh Shanmuganathan Rep 9 2008-01 2011-09
Takuya Shigaki Rep 4, 5, 9 2017-06 2018-06
Yuji Shinohara 篠原雄治 Rep 4, 5, 9 2025-01 Present
Akane Takahashi Rep 4, 5, 9 2023-01 Present
Christopher Nghee Huat Tan Rep 4, 5, 9 2007-10 2008-06
Wee Lee Tan 陳偉利 Rep 4, 5, 9 2008-01 2010-03
Soichi Utsumi Rep 4, 5, 9 2016-06 2018-06
Assaf Vivian Weingarten Rep 4, 5, 9 2020-11 Present
Man Yee Paula Wong 黃雯誼 Rep 4, 5, 9 2007-12 2008-10
Daniel Charles Wosner Rep 4, 5, 9 2016-05 Present
Ronald Ka Wai Wu 吳嘉偉 Rep 4, 5, 9 2021-02 Present
Tina Wai Kwan Yu 余慧君 Rep 4, 5, 9 2007-07 2009-02
Binwei Zeng 曾彬瑋 Rep 4, 5, 9 2018-10 Present
Jingting Zhang 張婧婷 Rep 4, 5, 9 2019-06 2021-12
Jiayi Zhu 朱佳懿 Rep 4, 5, 9 2017-11 2022-11
Jie Zuo 左杰 Rep 4, 5, 9 2013-03 2016-05
Showing 1–75 of 75

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司

SinoPac Securities (Asia) Limited

CE BIZ502 · 217 staff · 3 shared activity types · 永豐金證券(亞洲)有限公司

HSBC Global Asset Management (Hong Kong) Limited

CE AAF684 · 204 staff · 3 shared activity types

FIL Investment Management (Hong Kong) Limited

CE AAG408 · 196 staff · 3 shared activity types · 富達基金(香港)有限公司

Futu Securities International (Hong Kong) Limited

CE AZT137 · 186 staff · 3 shared activity types · 富途證券國際(香港)有限公司

HSBC Investment Funds (Hong Kong) Limited

CE AAL518 · 157 staff · 3 shared activity types

Related