Kelman Jun Qiao Li
李駿翹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelman Jun Qiao Li (李駿翹), a licensed Representative with CE reference ASL017. Currently licensed at 1 firm(s): Oasis Management (Hong Kong). Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2026-05-13 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2024-08-08 | 2026-02-03 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2024-08-08 | 2026-02-03 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2024-08-08 | 2026-02-03 |
| Cavalry Management Asia, Limited 美商騎兵管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2021-06-16 | 2023-08-31 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-24 | 2021-03-12 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-24 | 2021-03-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-20 | 2014-07-15 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-20 | 2014-07-15 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2010-09-20 | 2014-07-15 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-18 | 2009-06-22 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-18 | 2009-06-22 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-03-18 | 2009-06-22 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 9 — Asset management | 2009-03-18 | 2009-06-22 |