Yu Ming Investment Management Limited

禹銘投資管理有限公司

CE No. ADU830 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Ming Investment Management Limited (禹銘投資管理有限公司), a Hong Kong-based licensed corporation with CE reference ADU830. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 6 (total recorded over time: 25).

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →

Registered address

Room 1801 18/F, Allied Kajima Building, 138 Gloucester Road, Wanchai

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 4 — Advising on securities	present	present
Type 6 — Advising on corporate finance	present	present
Type 9 — Asset management	present	present

Licensed staff (all-time) (25)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Peter Yiu Fai Fung 馮耀輝	RO 1, 4, 6, 9	Pre-2003	2007-08
Tony Wing Cheung Fung 馮永祥	RO 1, 4, 6, 9	Pre-2003	2008-05
Chi Shing (SFC:AJG004) Lam 林志成	RO 1, 4, 6, 9 Rep 4, 6, 9	2005-09	Present
Tak Yee Lam 林德儀	RO 4, 6, 9 Rep 4, 6, 9	Pre-2003	2006-10
Warren Wa Lun Lee 李華倫	RO 1, 4, 6, 9	Pre-2003	Present
Chi Wai Leong 梁治維	RO 1, 4, 6, 9 Rep 4, 6, 9	Pre-2003	2010-02
Ming (SFC:AJH024) Li 李銘	RO 1, 6 Rep 1, 4, 6, 9	2009-01	Present
Wai Yang Cheng 鄭韋欣	Rep 9	2015-04	2018-04
Nelson Kai Yip Chow 周啟業	Rep 1, 4, 6	2016-10	Present
Yun Sang Fong 方潤生	Rep 1, 4, 6, 9	2014-10	Present
Wing Ah Lam 林穎雅	Rep 4, 6, 9	2005-11	2008-12
Tsang Lau 劉錚	Rep 1, 4, 6, 9	2008-01	2008-05
Alex King Yue Leung 梁景裕	Rep 4, 6, 9	Pre-2003	2006-01
Lap Kok Leung 梁立壑	Rep 1, 4, 6, 9	2008-01	2010-05
Jingyou Li 李竞由	Rep 1, 6	2019-04	2020-11
Kelman Jun Qiao Li 李駿翹	Rep 1, 4, 6, 9	2009-03	2009-06
Michael Chun Man Ng 吳俊文	Rep 1, 4, 6, 9	2010-10	2011-04
Carmen Ka Heng Tam 譚嘉恒	Rep 1, 4, 6, 9	2008-09	2010-04
Raymond Ka Hei Tam 譚家熙	Rep 1, 4, 6, 9	2011-04	Present
Chun Fai Tung 董駿暉	Rep 1, 4, 6, 9	2005-07	2007-02
Josephine Yi Shun Wu 胡懿淳	Rep 1, 4, 6, 9	2009-10	2011-05
Zhiquan Xia 夏志全	Rep 1, 4, 6, 9	2011-12	2014-06
Chak Sun Yam 任澤新	Rep 1, 4, 6, 9	2011-11	2014-07
Qian You 尤謙	Rep 1, 4, 6, 9	2010-10	2021-12
Yanyu Zhang 張彥瑜	Rep 1, 4, 6, 9	2012-11	2014-06