Nelson Kai Yip Chow
周啟業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Kai Yip Chow (周啟業), a licensed Representative with CE reference BHU289. Currently licensed at 1 firm(s): Yu Ming Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 3.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-17 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-17 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-10-17 | present |