Michael Chun Man Ng
吳俊文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Chun Man Ng (吳俊文), a licensed Responsible Officer with CE reference AQQ196. Currently licensed at 1 firm(s): Nexara Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 27.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexara Asset Management Limited 源創資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-20 | present |
| Nexara Asset Management Limited 源創資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-29 | present |
| Nexara Asset Management Limited 源創資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-07-29 | present |
| Nexara Asset Management Limited 源創資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-29 | 2024-08-20 |
| Taihe Securities (Hong Kong) Limited 泰合證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-06 | 2023-09-30 |
| Taihe Securities (Hong Kong) Limited 泰合證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-04-06 | 2023-09-30 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-13 | 2022-01-31 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-07-12 | 2022-01-31 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-02 | 2020-05-13 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-07-02 | 2019-07-12 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-10-29 | 2019-03-23 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-10-29 | 2019-03-23 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-04 | 2019-03-23 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-04 | 2019-03-23 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-04 | 2018-10-29 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-04 | 2018-10-29 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-16 | 2018-05-25 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-16 | 2018-05-25 |
| INCU Corporate Finance Limited 衍丰企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-17 | 2014-03-26 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-08-22 | 2012-08-31 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-23 | 2011-08-08 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-15 | 2011-04-11 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-15 | 2011-04-11 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-10-15 | 2011-04-11 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 9 — Asset management | 2010-10-15 | 2011-04-11 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-20 | 2009-02-28 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-05-07 | 2008-08-16 |