Kevin Hung Yuan Koo
顧弘源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Hung Yuan Koo (顧弘源), a licensed Responsible Officer with CE reference AFE094. Currently licensed at 1 firm(s): Woyi Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Woyi Capital Limited 沃燡資本有限公司 |
RO | Type 4 — Advising on securities | 2023-07-05 | present |
| Woyi Capital Limited 沃燡資本有限公司 |
RO | Type 9 — Asset management | 2023-07-05 | present |
| UZen Securities Limited 眾宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-27 | 2023-05-31 |
| Opus Capital Management Limited 創富資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-30 | 2023-05-31 |
| HSZ (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-06-28 | 2020-04-27 |
| HSZ (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-06-28 | 2020-04-27 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2006-08-01 | 2007-05-04 |
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2005-08-05 | 2007-05-04 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2005-08-05 | 2007-05-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-24 | 2005-04-27 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-27 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-06-24 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-08 |