Patrick Tze Fung Li
李子鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Tze Fung Li (李子鋒), a licensed Responsible Officer with CE reference AMQ692. Currently licensed at 1 firm(s): Oasis Management (Hong Kong). Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oasis Management (Hong Kong) |
RO | Type 4 — Advising on securities | 2010-03-23 | present |
| Oasis Management (Hong Kong) |
RO | Type 5 — Advising on futures contracts | 2010-03-23 | present |
| Oasis Management (Hong Kong) |
RO | Type 9 — Asset management | 2010-03-23 | present |
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2007-08-14 | 2010-03-23 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2007-08-14 | 2010-03-23 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2007-08-14 | 2010-03-23 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-02 | 2006-12-20 |