Ronald Ka Wai Wu
吳嘉偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Ka Wai Wu (吳嘉偉), a licensed Representative with CE reference BNS228. Currently licensed at 1 firm(s): Oasis Management (Hong Kong). Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2021-02-17 | present |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2021-02-17 | present |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2021-02-17 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2018-10-25 | 2020-12-11 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2018-10-25 | 2020-12-11 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2018-10-25 | 2020-12-11 |