Seth Hillel Fischer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seth Hillel Fischer, a licensed Responsible Officer with CE reference AKX644. Currently licensed at 1 firm(s): Oasis Management (Hong Kong). Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oasis Management (Hong Kong) |
RO | Type 4 — Advising on securities | 2008-09-11 | present |
| Oasis Management (Hong Kong) |
RO | Type 5 — Advising on futures contracts | 2008-09-11 | present |
| Oasis Management (Hong Kong) |
RO | Type 9 — Asset management | 2008-09-11 | present |
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2006-04-12 | 2008-09-11 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2006-04-12 | 2008-09-11 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2006-04-12 | 2008-09-11 |