Nasrine Khadidja Ghozali
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nasrine Khadidja Ghozali, a licensed Responsible Officer with CE reference ARM921. Currently licensed at 1 firm(s): Oasis Management (Hong Kong). Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oasis Management (Hong Kong) |
RO | Type 4 — Advising on securities | 2016-05-13 | present |
| Oasis Management (Hong Kong) |
RO | Type 5 — Advising on futures contracts | 2016-05-13 | present |
| Oasis Management (Hong Kong) |
RO | Type 9 — Asset management | 2016-05-13 | present |
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2016-03-17 | 2016-05-13 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2016-03-17 | 2016-05-13 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2016-03-17 | 2016-05-13 |
| Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 |
RO | Type 9 — Asset management | 2010-09-08 | 2016-01-04 |
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2008-08-12 | 2010-03-05 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2008-08-12 | 2010-03-05 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2008-08-12 | 2010-03-05 |