Shangding International Asset Management Company Limited
上鼎國際資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shangding International Asset Management Company Limited (上鼎國際資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AVL205. Current licensed staff on file: 0 (total recorded over time: 25). Earliest licence on file: 2010-09-08.
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2010-09-08 | 2025-07-22 |
Licensed staff (all-time) (25)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Alauddin Ahmed | RO 9 Rep 9 | 2019-02 | 2023-10 |
| Michael Nicolas Becker | RO 9 | 2010-09 | 2015-12 |
| Robin Malcolm Duxfield | RO 9 Rep 9 | 2018-03 | 2018-08 |
| Nasrine Khadidja Ghozali | RO 9 | 2010-09 | 2016-01 |
| Chin Hung Leung 梁展鴻 | RO 9 Rep 9 | 2017-09 | 2019-02 |
| Edward Robert McCreight | RO 9 Rep 9 | 2010-09 | 2012-09 |
| Robert Vyvyan Mumford | RO 9 Rep 9 | 2015-02 | 2016-07 |
| John C Parrilli | RO 9 | 2015-12 | 2017-05 |
| David Sarkis | RO 9 Rep 9 | 2016-04 | 2023-10 |
| Georgios Sittas | RO 9 | 2019-04 | 2020-02 |
| Dik Ka Tong 湯狄嘉 | RO 9 Rep 9 | 2019-11 | 2025-01 |
| Kin Yip Tong 湯建業 | RO 9 | 2023-09 | 2025-06 |
| Karthik Kumar Vijay Kumar | RO 9 Rep 9 | 2017-03 | 2019-06 |
| Bing Leung Chan 陳炳樑 | Rep 9 | 2014-08 | 2014-12 |
| Vincenzo Cocco | Rep 9 | 2014-07 | 2015-03 |
| Davor Jakelic | Rep 9 | 2015-07 | 2016-05 |
| Jun Chao Keung 姜駿超 | Rep 9 | 2014-05 | 2015-07 |
| Wendy Wai Ting Kwok 郭瑋婷 | Rep 9 | 2013-05 | 2017-12 |
| Kuen Lam 林娟 | Rep 9 | 2011-01 | 2016-05 |
| Wai Nam Lee 李偉南 | Rep 9 | 2024-04 | 2024-10 |
| Yin Hai Lee 李彥熹 | Rep 9 | 2019-10 | 2021-04 |
| David Matthew Minarik | Rep 9 | 2014-05 | 2016-10 |
| Christopher Wong 黃務軒 | Rep 9 | 2012-11 | 2016-10 |
| Wai Yan (SFC:AWY281) Wong 黃蔚茵 | Rep 9 | 2018-01 | 2018-11 |
| Melody Raine Xie | Rep 9 | 2015-07 | 2016-05 |
Showing 1–25 of 25