Michael Nicolas Becker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Nicolas Becker ( ), a licensed former licensee with CE reference AOS485. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pamalican Asset Management Limited |
RO | Type 9 — Asset management | 2024-08-02 | 2026-02-13 |
| Zaaba Capital Limited | RO | Type 9 — Asset management | 2015-12-16 | 2024-03-31 |
| Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 |
RO | Type 9 — Asset management | 2010-09-08 | 2015-12-04 |
| CAIDAO Capital Limited | RO | Type 4 — Advising on securities | 2008-07-15 | 2009-09-30 |
| CAIDAO Capital Limited | RO | Type 9 — Asset management | 2008-07-15 | 2009-09-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-28 | 2007-06-16 |