CAIDAO Capital Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CAIDAO Capital Limited, a Hong Kong-based licensed corporation with CE reference ARD460. Current licensed staff on file: 0 (total recorded over time: 23). Earliest licence on file: 2008-07-15.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2008-07-15 | 2022-08-22 |
| Type 9 — Asset management | 2008-07-15 | 2022-08-22 |
Licensed staff (all-time) (23)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Michael Nicolas Becker | RO 4, 9 | 2008-07 | 2009-09 |
| Gerald Froemke Dennig | RO 4, 9 | 2016-09 | 2016-10 |
| Vincent Ching Wing Ho 何正永 | RO 4, 9 | 2009-03 | 2011-01 |
| Young Kun Kim 金永根 | RO 4, 9 | 2021-03 | 2021-05 |
| Ming (SFC:AET274) Lee 李敏 | RO 4, 9 | 2008-07 | 2021-12 |
| Tsz Lam Li 李子霖 | RO 4, 9 | 2011-01 | 2012-06 |
| Charles Ramon Luchangco | RO 4, 9 | 2012-07 | 2013-06 |
| Rikki Malik | RO 4, 9 | 2017-06 | 2021-12 |
| Harmen Christiaan Overdijk | RO 4, 9 | 2014-09 | 2017-02 |
| Tze-Hong Tang 鄧子康 | RO 4, 9 | 2011-03 | 2012-06 |
| Stefan Ufer | RO 4, 9 | 2008-07 | 2008-08 |
| Gregory Brent Bell | Rep 4, 9 | 2019-09 | 2021-12 |
| Julia Bley | Rep 4, 9 | 2012-07 | 2014-01 |
| Yee Hang Chan 陳懿恒 | Rep 4, 9 | 2009-02 | 2010-05 |
| Abigail Jacklyn Katznelson | Rep 4, 9 | 2014-12 | 2015-12 |
| Lodewijk A. Lamaison van den Berg | Rep 4, 9 | 2014-09 | 2016-12 |
| Xue Le 樂雪 | Rep 4, 9 | 2012-11 | 2013-08 |
| Eugene Yapp Lee 李立寅 | Rep 4, 9 | 2018-12 | 2021-10 |
| Yuxin (SFC:BIN996) Wang 王雨馨 | Rep 4, 9 | 2017-01 | 2017-12 |
| Chui Yan Wong 王翠欣 | Rep 4, 9 | 2012-07 | 2013-06 |
| Kelvin Kwan Hoe Wu 胡君浩 | Rep 4, 9 | 2017-06 | 2017-11 |
| Yifan Xu 許一凡 | Rep 4, 9 | 2015-05 | 2016-12 |
| Yiu Hei Boris Yu 余曜希 | Rep 4, 9 | 2015-11 | 2017-01 |
Showing 1–23 of 23