Harmen Christiaan Overdijk
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harmen Christiaan Overdijk, a licensed Responsible Officer with CE reference ALR588. Currently licensed at 1 firm(s): Leo Capital Corp (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leo Capital Corp (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2017-02-10 | present |
| Leo Capital Corp (Hong Kong) Limited | RO | Type 9 — Asset management | 2017-02-10 | present |
| CAIDAO Capital Limited | RO | Type 4 — Advising on securities | 2014-09-01 | 2017-02-02 |
| CAIDAO Capital Limited | RO | Type 9 — Asset management | 2014-09-01 | 2017-02-02 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-04 | 2014-08-22 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-09-04 | 2014-08-22 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-09-04 | 2014-08-22 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-25 | 2012-09-04 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-25 | 2012-09-04 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-07-25 | 2012-09-04 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-04 | 2008-07-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-12-04 | 2008-07-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-12-04 | 2008-07-01 |