EFG Asset Management (HK) Limited

瑞士盈豐資產管理(香港)有限公司

CE No. AQU400 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for EFG Asset Management (HK) Limited (瑞士盈豐資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AQU400. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 0 (total recorded over time: 44). Earliest licence on file: 2008-06-06.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

18/F, International Commerce Centre, 1 Austin Road West, Kowloon

Licence history

Activity	From	To
Type 1 — Dealing in securities	2011-08-16	present
Type 4 — Advising on securities	2008-06-06	present
Type 9 — Asset management	2008-06-06	present

Licensed staff (all-time) (44)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Radek Barnert	RO 4, 9	2008-06	2010-06
Christopher Wing-Kai Chan	RO 1, 4, 9 Rep 1, 4, 9	2017-02	2026-03
Albert Sin Chuen Chiu 趙善銓	RO 1, 4, 9	2012-05	2012-11
Patrick Kwok Kong Chiu 趙國江	RO 1, 4, 9 Rep 1, 4, 9	2015-06	2025-10
Sai Kar Jaye Chiu 趙世嘉	RO 1, 4, 9 Rep 1, 4, 9	2014-12	2016-08
Chun Sing Lee 李振聲	RO 1, 4, 9	2013-05	2019-07
Shu Hui Rebekah Lui	RO 9	2017-05	2019-01
Man Fai Mok 莫文輝	RO 1, 4, 9 Rep 1, 4, 9	2012-07	2019-07
Bradley Okita	RO 1, 4, 9	2011-08	2012-05
Harmen Christiaan Overdijk	RO 1, 4, 9 Rep 1, 4, 9	2012-07	2014-08
Arjun Panchapagesan	RO 1, 4, 9	2019-02	2026-03
Stephen Anthony Sales	RO 4, 9	2008-06	2011-06
David Sarkis	RO 4, 9 Rep 4, 9	2008-12	2009-11
Kwok Wing Nigel Sze 施國榮	RO 1, 4, 9	2012-08	2013-02
Bonny Sze Man Tse 謝思敏	RO 1, 4 Rep 1, 4, 9	2014-05	2026-03
Karel Vacek	RO 1, 4, 9	2011-08	2012-09
Mozamil Afzal	Rep 1	2015-10	2015-10
Rasik Singh Ahuja	Rep 1, 4	2013-10	2013-10
Nadanai Banyatpiyaphod	Rep 1, 4, 9	2021-06	2022-12
Suk Man (SFC:AHT098) Chan 陳淑雯	Rep 1, 4, 9	2013-11	2020-12
Claudia Wai Han Ching 程惠嫻	Rep 1, 4, 9	2013-11	2019-12
Rohit Madan Mohan Chulani	Rep 4, 9	2009-09	2010-06
Cheng-Yang Chung 鍾正揚	Rep 1, 4, 9	2013-10	2017-02
Andrew Jonathan Coleman	Rep 4, 9	2008-07	2009-02
Pik Man Fung 馮碧雯	Rep 1, 4, 9	2011-08	2015-05
Wing Lam Vivian Ha 夏泳琳	Rep 1	2014-01	2014-04
David Haulet	Rep 1, 4	2025-07	2026-01
Raymond Ka Wing Ho 何家榮	Rep 1, 4, 9	2017-03	2018-05
Tang Seng Kee	Rep 4, 9	2009-09	2010-12
Hugh Copeland Kerridge	Rep 4, 9	2009-06	2010-06
Michael Anthony Leithead	Rep 1	2015-10	2025-03
Hoi Kit Leung 梁凱傑	Rep 1, 4, 9	2018-07	2025-10
Sihui Li 李思卉	Rep 1, 4, 9	2020-04	2026-03
Li (SFC:BCV570) Lin	Rep 1, 4	2014-02	2015-10
Kalpit Manish Narvekar	Rep 1, 4, 9	2023-06	2026-01
Sarah Emily Jane Peters	Rep 4, 9	2008-06	2009-04
Jonathan Reuben Rawicz	Rep 1	2024-09	2024-09
Chris Hong Ki Shiu 邵康麒	Rep 1, 4, 9	2011-08	2014-11
Lucian Townsend	Rep 1, 4, 9	2020-01	2023-02
Dick Hong Wong 黃迪康	Rep 1, 4	2015-08	2016-10
Yuk Man Wong 汪毓忞	Rep 1, 4	2024-04	2025-09
Yichen Yan 鄢一琛	Rep 1, 4, 9	2022-05	2025-10
Ching-Yao Yang 楊景堯	Rep 1, 4, 9	2024-01	2025-04
Stephanie Carmen Yau 邱嘉雯	Rep 4, 9	2018-03	2018-08