Man Fai Mok
莫文輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Fai Mok (莫文輝), a licensed former licensee with CE reference AAN711. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MAP Partners Limited 宏圖基金管理有限公司 |
RO | Type 4 — Advising on securities | 2019-11-05 | 2023-03-09 |
| MAP Partners Limited 宏圖基金管理有限公司 |
RO | Type 9 — Asset management | 2019-11-05 | 2023-03-09 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-11-26 | 2019-07-07 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-11-26 | 2019-07-07 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-11-26 | 2019-07-07 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-23 | 2012-11-26 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-23 | 2012-11-26 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-07-23 | 2012-11-26 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-06 | 2012-05-26 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-08-06 | 2012-05-26 |
| MEAG Hong Kong Limited | RO | Type 4 — Advising on securities | 2004-11-23 | 2007-08-01 |
| MEAG Hong Kong Limited | RO | Type 9 — Asset management | 2004-11-23 | 2007-08-01 |
| MEAG Hong Kong Limited | Rep | Type 4 — Advising on securities | present | 2004-11-23 |
| MEAG Hong Kong Limited | Rep | Type 9 — Asset management | present | 2004-11-23 |