GAM Hong Kong Limited
環球投資(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for GAM Hong Kong Limited (環球投資(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAG318. Current licensed staff on file: 0 (total recorded over time: 96).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2025-02-17 |
| Type 4 — Advising on securities | present | 2025-12-18 |
| Type 5 — Advising on futures contracts | present | 2013-06-19 |
| Type 6 — Advising on corporate finance | present | 2004-10-28 |
| Type 9 — Asset management | present | 2025-12-18 |
Licensed staff (all-time) (96)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Genevieve Hoy Won Chan 陳凱韻 | RO 1, 4 Rep 1, 4 | 2004-04 | 2024-10 |
| Kevin Evelyn Chan | RO 9 Rep 4, 9 | 2012-05 | 2015-07 |
| Yew Khee Choon 秦耀奇 | RO 1, 4 Rep 1, 4 | 2013-11 | 2017-04 |
| Babiana Ho Yan Chu 朱皓欣 | RO 1, 4 Rep 1, 4, 9 | 2006-11 | 2020-12 |
| Rossen Nikolaev Djounov | RO 1, 4, 9 | 2017-05 | 2025-06 |
| Yu-Heng Fan 范育恒 | RO 4, 9 Rep 4, 9 | 2015-07 | 2020-11 |
| Sum Sum Ip 葉森森 | RO 1, 4 Rep 1, 4, 9 | 2006-05 | 2016-11 |
| Maria Lourdes Jalandoni Orros | RO 9 Rep 4, 9 | 2010-07 | 2018-07 |
| Michael Brian Lai-Choo-Kan | RO 4, 5, 9 Rep 4, 5, 6, 9 | Pre-2003 | 2019-08 |
| David Man Kwong Lam 林文光 | RO 1, 4, 5, 9 | Pre-2003 | 2013-05 |
| Michelle Iok Chan Lam 林玉珍 | RO 9 Rep 4, 5, 9 | 2004-04 | 2019-02 |
| Raymond Leonard Lee 李藹謙 | RO 1, 4, 5, 6, 9 | Pre-2003 | 2010-01 |
| Robert Vyvyan Mumford | RO 4, 9 Rep 4, 9 | 2018-12 | 2025-06 |
| John Piers Mytton | RO 1, 4, 5, 6, 9 | Pre-2003 | 2004-12 |
| Helen Man Yee Ng 吳敏兒 | RO 1, 4, 9 Rep 1, 4, 9 | 2007-04 | 2013-04 |
| Josephine Shaw 邵宜瑜 | RO 1, 4, 5, 6, 9 Rep 1, 4, 9 | Pre-2003 | 2012-10 |
| Craig Brian Wallis | RO 1 | 2013-05 | 2014-02 |
| Chun Wai (SFC:AJJ806) Wong 黃鎮威 | RO 1 Rep 1, 4 | 2013-07 | 2020-11 |
| Sui Man Wong 黃瑞文 | RO 1, 4 Rep 1, 4 | 2021-02 | 2024-10 |
| Xiaolin Xing | RO 4, 9 Rep 4, 9 | 2021-02 | 2025-05 |
| John Bennett | Rep 4 | 2007-06 | 2007-06 |
| Angel On Kei Chan 陳安琪 | Rep 1 | 2006-09 | 2008-11 |
| Anthony Man Shun Chan 陳文洵 | Rep 1, 9 | 2005-08 | 2011-06 |
| Chi Man (SFC:AVA790) Chan 陳志雯 | Rep 1, 4 | 2016-06 | 2020-07 |
| Hermia Wing Gee Chan 陳穎芝 | Rep 9 | 2013-03 | 2019-09 |
| Ka Kin (SFC:AJF102) Chan 陳家健 | Rep 1 | 2005-12 | 2008-11 |
| Kai Yee Chan 陳皆儀 | Rep 1 | 2008-07 | 2011-10 |
| Winnie Wun-Yin Chan 陳韻妍 | Rep 1 | 2008-01 | 2008-11 |
| Ying Ying Chan 陳瑩瑩 | Rep 1 | 2004-01 | 2008-08 |
| Yue Yan Chan 陳宇昕 | Rep 1, 9 | 2006-05 | 2007-09 |
| Zhiyi (SFC:BJU798) Chen 陳之伊 | Rep 4, 9 | 2022-04 | 2025-05 |
| Carol Wai Chu Cheng 鄭惠珠 | Rep 1, 4, 6, 9 | Pre-2003 | 2013-06 |
| Billy Wing Ho Cheung 張永豪 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-07 |
| Shui Yeung Chong | Rep 1 | 2003-08 | 2004-10 |
| Yin Ni Chong 莊燕妮 | Rep 1 | 2008-06 | 2016-04 |
| Inez Yan Chow 周茵 | Rep 4, 5, 6, 9 | Pre-2003 | 2010-07 |
| Wing Fung Chow 周榮鋒 | Rep 1, 4 | 2021-09 | 2024-07 |
| Man Yi Chung 鍾聞怡 | Rep 1, 4 | 2021-08 | 2022-08 |
| Lawrence Howell Hatheway | Rep 1 | 2019-03 | 2019-03 |
| Holly Yuen Kiu Ho 何宛翹 | Rep 1 | 2008-09 | 2011-04 |
| Brett Thomas Houghton | Rep 1 | 2018-11 | 2018-11 |
| Julian Michael Howard | Rep 1 | 2018-05 | 2018-06 |
| Andrew Richard Hutson | Rep 9 | 2008-02 | 2010-12 |
| Lars Alexis Jaeger | Rep 1 | 2018-04 | 2018-04 |
| Amy Lik Ping Kam 甘力平 | Rep 1 | 2018-11 | 2018-11 |
| Julie Sheung Tung Kan 簡尚彤 | Rep 1, 9 | 2005-08 | 2011-11 |
| Natalie Marie Kirk | Rep 1 | 2018-03 | 2018-03 |
| Anna Wai Yee Kwan 關慧儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-04 |
| Charles Cheong Ping Kwok 郭昌平 | Rep 1, 4, 9 | 2005-06 | 2006-06 |
| Sze Ho Kwok 郭子豪 | Rep 1, 4 | 2016-04 | 2017-11 |
| Lai Kwan Lam 林麗君 | Rep 1, 4 | 2012-09 | 2014-09 |
| Anthony Michael Lawler | Rep 1 | 2018-04 | 2018-04 |
| John Jay Lee | Rep 9 | 2006-08 | 2012-12 |
| Vanessa Wing Sum Lee 李詠琛 | Rep 1, 4 | 2020-03 | 2021-02 |
| James Wang Kit Leung 梁宏傑 | Rep 1, 4, 5, 6, 9 | Pre-2003 | 2006-04 |
| Mei Yee Leung 梁美儀 | Rep 1, 9 | 2007-03 | 2008-06 |
| Philip Yee Lap Li 李以立 | Rep 1, 4, 5, 9 | 2008-02 | 2010-05 |
| Huishan Lin 林慧珊 | Rep 1, 4 | 2015-03 | 2016-03 |
| Hiu Yan (SFC:AYG235) Lo 羅曉欣 | Rep 1 | 2011-10 | 2012-01 |
| Denise Ann Loveless | Rep 9 | 2007-06 | 2008-02 |
| Ka Yin Lui 呂家妍 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Ka Man Luk 陸嘉雯 | Rep 1 | 2004-12 | 2011-05 |
| Suk Ying (SFC:ALH735) Ma 馬淑英 | Rep 1 | 2016-05 | 2021-05 |
| Yuen Ping Mak 麥婉萍 | Rep 4, 5, 6, 9 | Pre-2003 | 2004-03 |
| Michael Paul McNamara | Rep 1 | 2018-07 | 2019-11 |
| Edward Chi Ho Ming 明智豪 | Rep 9 | 2018-10 | 2019-08 |
| Gregoire Bernard Mivelaz | Rep 1 | 2018-01 | 2025-02 |
| Man Fai Mok 莫文輝 | Rep 4, 9 | 2007-08 | 2012-05 |
| Pauline Yun Fong Poon 潘潤芳 | Rep 1, 4, 6, 9 | Pre-2003 | 2020-08 |
| Sau Man Siu 蕭秀雯 | Rep 1, 9 | 2006-02 | 2011-06 |
| Wing Shan (SFC:AQG808) Siu 蕭頴珊 | Rep 1, 4 | 2009-10 | 2014-09 |
| Jeremy Alan Smouha | Rep 1 | 2018-04 | 2018-04 |
| Yuk Fong So 蘇玉芳 | Rep 1 | 2007-06 | 2011-05 |
| Alyce Su 粟耀瑩 | Rep 1, 4, 6, 9 | 2003-05 | 2006-02 |
| Tuan Yee Sze 史端儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-03 |
| Karen Ka Yin Szeto 司徒家妍 | Rep 1, 4 | 2012-02 | 2016-09 |
| May May Yee Tsang 曾美儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-10 |
| Richard Joseph Tai Ning Tsoi 蔡大寧 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
| Eva Tsun Ying Tsui 徐俊英 | Rep 1, 4 | 2018-01 | 2019-07 |
| Cheuk Yen Kristy Wong 黃琸殷 | Rep 1, 4 | 2011-06 | 2020-11 |
| Daisy Lok Ming Wong 黃洛明 | Rep 1 | 2012-02 | 2014-05 |
| Elsa Yat Ying Wong 黃逸瑩 | Rep 1 | 2006-05 | 2008-03 |
| Man Wai (SFC:BHP910) Wong 黃敏慧 | Rep 1 | 2016-07 | 2021-07 |
| Suzanna Suk Wun Wong 黃淑媛 | Rep 1, 4 | 2006-12 | 2014-04 |
| Wai Kit (SFC:AFU946) Wong 黃偉杰 | Rep 9 | 2005-12 | 2007-03 |
| Zhao Wu 吳兆 | Rep 1, 4 | 2015-03 | 2018-06 |
| Qiushi Yang 楊秋實 | Rep 1, 4 | 2022-04 | 2024-10 |
| Anthony Thomas Ching Lai Yeung 楊正禮 | Rep 1, 4 | 2004-06 | 2015-09 |
| Betty Oi Yung Yeung 楊愛容 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-10 |
| Eunice Wai Yin Yeung 楊慧賢 | Rep 1 | 2011-11 | 2012-02 |
| Mei Kit Yin Yeung 楊潔賢 | Rep 1, 9 | 2011-09 | 2013-01 |
| Weiquan Yin 殷瑋荃 | Rep 4, 9 | 2014-05 | 2017-03 |
| Wing Shan (SFC:AQE312) Yip 葉穎珊 | Rep 1 | 2014-06 | 2019-06 |
| On Kei Yuen 袁安琪 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-04 |
| Bonnie Wai Kwan Yung 容慧君 | Rep 1 | 2005-07 | 2008-05 |
| Fanwei Zeng 曾凡玮 | Rep 4, 9 | 2023-05 | 2024-12 |
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