Lawrence Howell Hatheway
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Howell Hatheway ( ), a licensed former licensee with CE reference AVE410. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-04 | 2019-03-08 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2010-05-20 | 2015-04-21 |