Josephine Shaw
邵宜瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josephine Shaw (邵宜瑜), a licensed former licensee with CE reference ABG438. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-22 | 2012-10-09 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-22 | 2012-10-09 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-08-22 | 2012-10-09 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-01-05 | 2005-07-05 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-08-22 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2007-08-22 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-28 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 9 — Asset management | present | 2007-08-22 |