Raymond Leonard Lee
李藹謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Leonard Lee (李藹謙), a licensed former licensee with CE reference AAG345. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2004-10-28 | 2010-01-01 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2010-01-01 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2010-01-01 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-28 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 9 — Asset management | present | 2010-01-01 |