David Man Kwong Lam
林文光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Man Kwong Lam (林文光), a licensed Representative with CE reference ADI854. Currently licensed at 1 firm(s): Arete Capital Asia Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arete Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2021-10-05 | present |
| Arete Capital Asia Limited |
Rep | Type 9 — Asset management | 2021-10-05 | present |
| Arete Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2021-10-05 | 2025-03-27 |
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-11 | 2020-04-14 |
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 4 — Advising on securities | 2018-10-11 | 2020-04-14 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-06 | 2018-10-11 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-06 | 2018-10-11 |
| Arete Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2018-05-10 | 2018-07-23 |
| Arete Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2018-05-10 | 2018-07-23 |
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2016-12-16 | 2017-11-27 |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2016-12-16 | 2017-11-27 |
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2016-11-02 | 2017-11-27 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2013-05-28 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2013-05-28 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2013-05-28 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 9 — Asset management | present | 2013-05-28 |