Arete Capital Asia Limited

CE No. BHY177 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arete Capital Asia Limited (), a Hong Kong-based licensed corporation with CE reference BHY177. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 11 (total recorded over time: 19). Earliest licence on file: 2017-01-20.

More firms doing Advising on securities →More firms doing Asset management →

Registered address

Room 1303, 13/F, Tai Tung Building, 8 Fleming Road, Wan Chai

Licence history

Activity	From	To
Type 4 — Advising on securities	2017-01-20	present
Type 9 — Asset management	2018-08-28	present
Type 1 — Dealing in securities	2017-01-20	2025-03-27

Licensed staff (all-time) (19)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Terence Vincent Leeworthy	RO 1, 4, 9	2017-01	Present
Charles Ramon Luchangco	RO 1, 4, 9	2017-01	Present
Yuan-Chieh Mao 毛元杰	RO 4, 9 Rep 4	2018-05	2024-01
Emelie O. Apundar	Rep 4, 9	2025-01	Present
Sau Shan Chan 陳秀山	Rep 1, 4, 9	2021-08	2022-05
Shu Jung Chang	Rep 9	2021-06	Present
Ming Cheung 張明	Rep 9	2021-03	2024-12
Janny Cockell 郭珍妮	Rep 9	2020-12	2023-09
Diana Wei Tseng Fang 方維蓁	Rep 9	2022-07	Present
Thomas Kui Chuen Fok 霍鉅泉	Rep 9	2020-12	Present
Christopher Gabriel Him	Rep 1, 4, 9	2021-09	2024-02
Betty Kou 高瑗如	Rep 9	2020-08	Present
David Man Kwong Lam 林文光	Rep 1, 4, 9	2018-05	Present
Ka Kei Lam 林家驥	Rep 9	2020-11	Present
Kin Hong Li 李建航	Rep 1, 4, 9	2021-08	2022-07
Wai Ha Eva Luk 陸慧霞	Rep 1, 4, 9	2021-07	2021-11
Tony Wing Chuen Poon 潘永全	Rep 9	2020-08	Present
Kevin Siu Hang Wong 黃兆康	Rep 9	2020-09	Present
Kung Wing Elroy Wong 黃共榮	Rep 1, 4, 9	2021-08	2021-10