Tony Wing Chuen Poon
潘永全
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Wing Chuen Poon (潘永全), a licensed Representative with CE reference ACJ392. Currently licensed at 1 firm(s): Arete Capital Asia Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arete Capital Asia Limited |
Rep | Type 9 — Asset management | 2020-08-21 | present |
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-23 | 2019-03-29 |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2010-08-20 | 2011-03-01 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2004-11-09 | 2011-03-01 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2004-11-09 | 2011-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2004-11-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2004-07-29 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2004-11-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2004-07-29 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2004-07-29 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-07-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-07-29 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-07-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2004-07-29 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2004-07-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2004-07-29 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2004-07-29 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-07-29 |