Wai Ha Eva Luk
陸慧霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ha Eva Luk (陸慧霞), a licensed Representative with CE reference BRM311. Currently licensed at 1 firm(s): Harmony Wealth Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-21 | present |
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-02-21 | present |
| Arete Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2021-07-30 | 2021-11-30 |
| Arete Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2021-07-30 | 2021-11-30 |
| Arete Capital Asia Limited |
Rep | Type 9 — Asset management | 2021-07-30 | 2021-11-30 |