Sau Shan Chan
陳秀山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Shan Chan (陳秀山), a licensed former licensee with CE reference AGC410. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arete Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2021-08-17 | 2022-05-31 |
| Arete Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2021-08-17 | 2022-05-31 |
| Arete Capital Asia Limited |
Rep | Type 9 — Asset management | 2021-08-17 | 2022-05-31 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-27 | 2019-06-12 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-27 | 2019-06-12 |