Sau Man Siu
蕭秀雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Man Siu (蕭秀雯), a licensed Representative with CE reference AGP751. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-01-11 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-13 | 2021-03-01 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-13 | 2020-08-10 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-21 | 2016-07-06 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-21 | 2016-07-06 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-04 | 2012-08-06 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2011-07-04 | 2012-08-06 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-01 | 2011-06-22 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-02-01 | 2011-06-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-18 | 2006-01-16 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-10-18 | 2006-01-16 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-22 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-22 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-22 |